Insider trading

US Attorney Announces First Insider Trading Prosecution Using Rule 10b5-1 Trading Plans

Stockfraud

Former CEO and Chairman of Florida-Based Publicly Traded Health Care Company Sentenced to Over 3 Years in Prison for Insider Trading           LOS ANGELES – The former CEO and chairman of the board of directors of Ontrak Inc., a Miami, Florida-based publicly traded health care company, was sentenced today to 42 months in federal prison for engaging

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Former Semiconductor Engineer Jailed For Insider Trading

Insider trading

            LOS ANGELES – A former semiconductor engineer was sentenced today to 18 months in federal prison for committing insider trading when he obtained his publicly traded employer’s non-public financial results without authorization and then illegally used the confidential information to purchase large amounts of stock prior to the information’s release.             Yuh-Yue Chen, 53, of Taiwan,

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Congressman and Others Charged With Insider Trading and Lying to Federal Enforcement Agents

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Geoffrey S. Berman, the United States Attorney for the Southern District of New York, and William F. Sweeney Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of Investigation (“FBI”), announced today the arrests of CHRISTOPHER COLLINS, a Congressman representing the 27th District of New York, CAMERON COLLINS, the son

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Former Stock Broker Faces Insider Trading Charges

LawFuel.com – Preet Bharara, the United States Attorney for the Southern District of New York, announced that THOMAS C. CONRADT, a former stock broker at a securities trading firm (“Securities Trading Firm-1”), pled guilty today in Manhattan federal court to charges arising from his involvement in an insider trading scheme. The alleged scheme involved the

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