LOS ANGELES – A former semiconductor engineer was sentenced today to 18 months in federal prison for committing insider trading when he obtained his publicly traded employer’s non-public financial results without authorization and then illegally used …
Former Semiconductor Engineer Jailed For Insider Trading Read More »
Geoffrey S. Berman, the United States Attorney for the Southern District of New York, and William F. Sweeney Jr., the Assistant Director-in-Charge of the New York Field Office of the Federal Bureau of Investigation (“FBI”), …
Joon H. Kim, the Acting United States Attorney for the Southern District of New York, and Danny Kennedy, the Acting Assistant Director-in-Charge of the Los Angeles Field Office of the Federal Bureau of Investigation (“FBI”), …
Private Equity MD Charged With Insider Trading and Making ‘Insider’ Millions For Friends Read More »
Former Chief of KPMG’s Audit Practice in Southwest Admits He Passed Confidential Information in Exchange for Cash Bribes LOS ANGELES– A former senior partner at the accounting firm KPMG LLP has …
Former Senior KPMG Partner Pleads Guilty to Insider Trading Read More »
LawFuel.com – US Law News – Preet Bharara, the United States Attorney for the Southern District of New York, announced today that ANTHONY CHIASSON, a former portfolio manager and co-founder of the hedge fund Level …
Former Hedge Fund Co-Founder Anthony Chiasson Sentenced For Insider Trading Read More »
LOS ANGELES – LawFuel.com – US Law News – The owner of a San Fernando Valley jewelry store was charged today with receiving insider information from a senior partner with KPMG LLP and using that …
LawFuel.com – Preet Bharara, the United States Attorney for the Southern District of New York, announced that THOMAS C. CONRADT, a former stock broker at a securities trading firm (“Securities Trading Firm-1”), pled guilty today …
Former Stock Broker Faces Insider Trading Charges Read More »
LawFuel.com – Preet Bharara, the United States Attorney for the Southern District of New York, announced that TAI NGUYEN was sentenced today in Manhattan federal court to one year and one day in prison for …
Investment Firm Research Chief Sentenced for Insider Trading Read More »
