Securities

Skadden Seminar on Government Enforcement Investigations in UK, US and China 3

Skadden Seminar on Government Enforcement Investigations in UK, US and China

Skadden Arps – On September 20, 2016, Skadden presented a seminar titled “Government Enforcement Investigations – Trends and Perspectives from the UK, US and China” in London. The UK Financial Conduct Authority (FCA) Director of …

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Brokers Selling Private Financial Information - FTC Reaches Settlement 9

Brokers Selling Private Financial Information – FTC Reaches Settlement

King & Spalding – The Federal Trade Commission (“FTC”) announced on February 18 that it has reached settlements with three affiliated companies accused of selling the financial and other personal information of “hundreds of thousands” …

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SEC Approves MSRB’s Proposed Amendments to Gift Rule G-20, MSRB Files Second Amendment to Proposed Rule G-42

Skadden Arps – On November 6, 2015, the Securities and Exchange Commission (the SEC) approved the MSRB’s proposed amendments to Rule G-20 on gifts, which (1) extend Rule G-20 to municipal advisors, and (2) make …

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