Securities

Pulling-and-Re-filing is Anything But a Sure-Fire Way to Avoid a Second Request 1

Pulling-and-Re-filing is Anything But a Sure-Fire Way to Avoid a Second Request

Clifford Chance – The parties to two separate transactions reportedly received pre-Christmas gifts from the U.S. antitrust officials by way of the issuance of requests for additional information, often referred to as Second Requests. This, …

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FINRA Proposes Changes to the Equity Research Analyst and Equity Research Report Rule 2

FINRA Proposes Changes to the Equity Research Analyst and Equity Research Report Rule

Morrison Foerster – On November 18, 2014, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a proposed rule change with the Securities and Exchange Commission (the “SEC”) to adopt NASD Rule 2711 as new FINRA …

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"European Commission Issues Merger Reform White Paper Regarding Minority Shareholdings and Member State Referrals" 7

“European Commission Issues Merger Reform White Paper Regarding Minority Shareholdings and Member State Referrals”

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