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SEC CHARGES CONNECTICUT-BASED HEDGE FUND MANAGER WITH FRAUD IN VALUING PORTFOLIO ASSETS, MAKING MISREPRESENTATIONS TO INVESTORS, AND MISUSE OF INVESTOR ASSETS

U.S. SECURITIES AND EXCHANGE COMMISSION LITIGATION RELEASE NO. 21709 / October 25, 2010 SEC v. Southridge Capital Management LLC, Southridge Advisors LLC, and Stephen M. Hicks, Civ. Action No. 3:10-cv-1685 The Securities and Exchange Commission announced today that it charged hedge fund manager Stephen M. Hicks and his investment advisory businesses with defrauding investors in

SEC CHARGES CONNECTICUT-BASED HEDGE FUND MANAGER WITH FRAUD IN VALUING PORTFOLIO ASSETS, MAKING MISREPRESENTATIONS TO INVESTORS, AND MISUSE OF INVESTOR ASSETS Read More »

US Attorney, LA – DOWNEY MAN AGREES TO PLEAD GUILTY IN MULTI-MILLION DOLLAR FRAUD THAT BILKED INVESTORS AND HOMEOWNERS

LawFuel.com – Juan Rangel Agrees to Serve 15-Year Sentence for Targeting Spanish-Speaking Victims and Stealing Their Savings and Titles to their Homes LOS ANGELES – A Downey man has agreed to plead guilty to federal fraud and money laundering charges, admitting that he ran two fraudulent operations – a Ponzi scheme that took in $30

US Attorney, LA – DOWNEY MAN AGREES TO PLEAD GUILTY IN MULTI-MILLION DOLLAR FRAUD THAT BILKED INVESTORS AND HOMEOWNERS Read More »

STATEMENT BY U.S. ATTORNEY JOHN WALSH REGARDING GUILTY PLEA BY CHRISTOPHER BARTKOWICZ

October 21, 2010 – LawFuel.com – “Today Christopher Bartkowicz pled guilty to all three counts related to marijuana cultivation as charged by a federal grand jury. In response, the government withdrew the sentencing enhancement regarding one of the defendant’s prior felony drug convictions. If the plea agreement is ultimately accepted by the judge, Bartkowicz faces

STATEMENT BY U.S. ATTORNEY JOHN WALSH REGARDING GUILTY PLEA BY CHRISTOPHER BARTKOWICZ Read More »

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