US Commerce & Law – SEC Get Asset Freeze of Wisconsin-Based Investment Adviser Over Kickback Scheme
LawFuel.com – Legal Newswire Service – Washington, D.C., May 21, 2009 – The Securities and Exchange Commission has obtained an emergency court order to freeze the assets of an Appleton, Wisc.-based investment adviser charged with engaging in a kickback scheme and other fraudulent conduct involving six unregistered investment pools it managed. The SEC alleges that