SEC, FINRA Announce 2009 CCOutreach BD Regional Seminars
Washington, D.C., March 10, 2009 (LAWFUEL) – The Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for five CCOutreach BD regional seminars in 2009. These regional seminars are designed to help broker-dealer compliance officers perform their compliance responsibilities. They will be held in Los Angeles on
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