Securities Trader And Former UBS Executives Plead Guilty To Massive Insider Trading Schemes
MICHAEL J. GARCIA, the United States Attorney for the Southern District of New York, announced that MITCHEL GUTTENBERG, a former executive director in the equity research department of UBS Securities LLC (“UBS”), and DAVID TAVDY pleaded guilty today to participating in a massive insider trading scheme that netted millions of dollars in illegal profits. GUTTENBERG, […]