SEC Approves FINRA Rule Governing Sales Practices Of Deferred Variable Annuities
Washington, D.C., Sept. 10, 2007 – LAWFUEL – The Legal Newswire – On September 7, the Securities and Exchange Commission approved a new Financial Industry Regulatory Authority (FINRA) rule that is intended to enhance broker-dealer sales practices with respect to purchases and exchanges of deferred variable annuities. The rule has four primary components. First, it […]
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