Briefings

FINRA Proposes Changes to the Equity Research Analyst and Equity Research Report Rule

Morrison Foerster – On November 18, 2014, the Financial Industry Regulatory Authority, Inc. (“FINRA”) filed a proposed rule change with the Securities and Exchange Commission (the “SEC”) to adopt NASD Rule 2711 as new FINRA Rule 2241 with significant modifications.1 The proposed changes reflect a more flexible principles-based approach and incorporate many of the FINRA

FINRA Proposes Changes to the Equity Research Analyst and Equity Research Report Rule Read More »

New UK Withholding Tax Exemption Set to Boost the UK Private Placement Market

By Sonia Girgis and Trevor James Morrison & Foerster – On 4 December, George Osborne in his Autumn Statement, announced a new UK withholding tax exemption for interest payments on UK private placements. The announcement was followed by draft legislative clauses with the Finance Bill 2015, released yesterday. The new exemption will mean that UK corporate borrowers

New UK Withholding Tax Exemption Set to Boost the UK Private Placement Market Read More »

DLA Piper’s Kelly Tubman Hardy and Jim Mathias earn “Leadership in Law” awards from The Daily Record

  DLA Piper is pleased to announce that Kelly Tubman Hardy, (pictured) regional office head—Corporate & Finance practice for the firm’s Baltimore office, and James D. Mathias, chair of the Baltimore Litigation practice, have received 2014 “Leadership in Law” awards from The Daily Record. The “Leadership in Law” award was created in 2001 to draw attention

DLA Piper’s Kelly Tubman Hardy and Jim Mathias earn “Leadership in Law” awards from The Daily Record Read More »

Scroll to Top