SEC CHARGES BAY AREA INVESTMENT ADVISER FOR NOT DISCLOSING CONFLICT OF INTEREST TO INVESTORS
Washington, D.C., Sept. 29, 2010 – LawFuel.com – The Securities and Exchange Commission today charged a Bay Area investment adviser with securities law violations for switching his clients between two related investments without informing them that the switch would boost the commissions they had to pay. The SEC found that San Ramon, Calif.-based Valentine Capital […]