Washington, D.C., April 16, 2007 – LAWFUEL – The Law Newswire – The …
Washington, D.C., April 16, 2007 – LAWFUEL – The Law Newswire – The Securities and Exchange Commission’s staff today announced the availability of a new compliance tool to assist anti-money laundering (AML) compliance efforts by broker-dealers. The “AML Source Tool” is on the Commission’s website at: http://www.sec.gov/about/offices/ocie/amlsourcetool.htm Broker-dealers have compliance obligations under statutory and regulatory […]
Washington, D.C., April 16, 2007 – LAWFUEL – The Law Newswire – The … Read More »