SEC Proposed Rule Amendments to Strengthen Safeguards of Investor Funds Controlled by Investment Advisers
Washington, D.C., May 14, 2009 (LAWFUEL) – The Securities and Exchange Commission today proposed rule amendments to substantially increase protections for investors who entrust their money to investment advisers. The SEC is seeking public comment on the proposed measures, which are intended to ensure that investment advisers who have “custody” of clients’ funds and securities […]